Application Summary for a saved e-file Application

The application summary will show information for the Firm, Authorized User(s), Terms of Agreement Signature(s) and Personal Information, Provider Option(s), Forms Transmission Status, EFIN(s), ETIN(s) and the Application Status.

Select the ‘Update Firm Suitability Answers’ link under ‘Firm’ to answer the questions. These questions must be answered for the firm prior to submitting the application.

Each Principal and Responsible Official must answer the personal information question and sign the Terms of Agreement (TOA). Select the ‘Personal Information’ link under the ‘Terms of Agreement Signature(s) & Personal Information’ to access these pages.

The ‘EFIN(s)’ and ‘ETIN(s)’ will be assigned once the application is submitted, accepted and completed.

The Summary Page also has a menu at the top of the page. You can use this menu to return to previous pages within the application.